Search Result

221 - 240 of 859 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background