Search Result

521 - 540 of 801 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

…

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

…

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

…

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

…

CASS 7A.2 Primary pooling events

As Published: 2009

CASS 7A.2 Primary pooling events

…

COBS 11.8 Recording telephone conversations and electronic communications

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

…

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

…

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

…

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

…

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

…

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

…

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

…

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

…

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

…

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…