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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance