Search Result

421 - 440 of 792 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions