Search Result

361 - 380 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COBS 3.6 Eligible counterparties

As Published: 2007

COBS 3.6 Eligible counterparties

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

As Published: 2006

GENPRU 2.3 Application of GENPRU 2 to Lloyd's

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers