Search Result

221 - 240 of 887 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars