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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2009

FEES 5.8 Joining the Financial Ombudsman Service

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data