Search Result

121 - 140 of 761 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agent?

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2008

ICOBS 8.2 Motor vehicle liability insurers

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver