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COBS 8.1 Client agreements: designated investment business
As Published: 2007
COBS 8.1 Client agreements: designated investment business
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MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts
As Published: 2006
MCOB 4.6 Cancellation of distance mortgage mediation contracts and distance home purchase mediation contracts
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COBS 4.9 Financial promotions with an overseas element
As Published: 2007
COBS 4.9 Financial promotions with an overseas element
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DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?
As Published: 2004
DISP 2.2 Which complaints can be dealt with under the Financial Ombudsman Service?
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LR 17.2 Requirements for listing and listing applications
As Published: 2005
LR 17.2 Requirements for listing and listing applications
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COBS 10.1 Application and purpose provisions
As Published: 2007
COBS 10.1 Application and purpose provisions
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CASS 1.4 Application: particular activities
As Published: 2007
CASS 1.4 Application: particular activities
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MAR 2.5 The Price Stabilising Rules: overseas provisions
As Published: 2003
MAR 2.5 The Price Stabilising Rules: overseas provisions
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CRED 9.1 Application, purpose and interpretation
As Published: 2002
CRED 9.1 Application, purpose and interpretation
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MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)
As Published: 2005
MAR 1.9 Market abuse (misleading behaviour) & market abuse (distortion)
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COBS 2.1 Acting honestly, fairly and professionally
As Published: 2007
COBS 2.1 Acting honestly, fairly and professionally
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