Search Result

281 - 300 of 942 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping