Search Result

821 - 840 of 863 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

PERG 14.7 Exemptions

As Published: 2006

PERG 14.7 Exemptions

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction