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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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COBS 13.1 The obligation to prepare product information

As Published: 2007

COBS 13.1 The obligation to prepare product information

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COBS 9.5 Record keeping and retention periods for suitability records

As Published: 2007

COBS 9.5 Record keeping and retention periods for suitability records

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

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BIPRU 7.5 Foreign currency PRR

As Published: 2007

BIPRU 7.5 Foreign currency PRR

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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DTR 3.1

As Published: 2005

DTR 3.1

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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