Search Result

741 - 760 of 830 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

MCOB 10.1 Application

As Published: 2006

MCOB 10.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

TC 1.2 Actions for damages

As Published: 2007

TC 1.2 Actions for damages

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

CASS 7A.1 Application and purpose

As Published: 2008

CASS 7A.1 Application and purpose

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

LR 19.1 Application

As Published: 2005

LR 19.1 Application

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

LR 12.1 Application

As Published: 2005

LR 12.1 Application