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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations