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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

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MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

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PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

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LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

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PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

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MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

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SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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