Search Result

421 - 440 of 589 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PERG 13.2 General

As Published: 2007

PERG 13.2 General

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material