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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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BIPRU 8.7 Consolidated capital resources requirements

As Published: 2007

BIPRU 8.7 Consolidated capital resources requirements

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

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MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

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SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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