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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

CRED 8.3 Version 1 credit unions

As Published: 2005

CRED 8.3 Version 1 credit unions

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application