Search Result

161 - 180 of 964 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing