Search Result

601 - 620 of 962 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions