Search Result

521 - 540 of 851 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

MCOB 10.2 Purpose

As Published: 2004

MCOB 10.2 Purpose

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

BIPRU 7.11 Credit derivatives in the trading book

As Published: 2007

BIPRU 7.11 Credit derivatives in the trading book

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications