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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

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BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

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COBS 2.2 Information disclosure before providing services

As Published: 2008

COBS 2.2 Information disclosure before providing services

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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MIPRU 2.3 Knowledge, ability and good repute

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute

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MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

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REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK recognised bodies

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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