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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

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COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

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COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

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SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

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PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

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PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

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REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

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