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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction