Search Result

641 - 660 of 972 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

BIPRU 4.5 The IRB approach: Specialised lending exposures

As Published: 2007

BIPRU 4.5 The IRB approach: Specialised lending exposures

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers