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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

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COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

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FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

PERG 9.1 Application and Purpose

FEES 6.5 Compensation costs

SUP 4.3 Appointment of actuaries

PR 2.1 General contents of prospectus

GEN 4.2 Purpose

DTR 4.2 Half-yearly financial reports

COLL 3.3 Units

RCB 3.3 Asset pool notifications

SUP 15.5 Core information requirements

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading