Search Result

241 - 260 of 941 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

MCOB 2.1 Application

As Published: 2006

MCOB 2.1 Application

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

GEN 4.4 Business for retail clients from non-UK offices

As Published: 2004

GEN 4.4 Business for retail clients from non-UK offices

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction