Search Result

841 - 860 of 884 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

MAR 1.8 Market abuse (dissemination)

As Published: 2001

MAR 1.8 Market abuse (dissemination)

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

CASS 7A.3 Secondary pooling events

As Published: 2009

CASS 7A.3 Secondary pooling events

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

DISP 3.5 Resolution of complaints by the Ombudsman

As Published: 2008

DISP 3.5 Resolution of complaints by the Ombudsman

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements