Search Result

641 - 660 of 930 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

…

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

…

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

…

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

…

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

…

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

…

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

…

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

…

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

…

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

…

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

…

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

…

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

…

REC 3.23 Default

As Published: 2001

REC 3.23 Default

…

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

…

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

…

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

…

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

…