Search Result

341 - 360 of 985 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 13.7 Contractual netting

As Published: 2007

BIPRU 13.7 Contractual netting

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.6 Use of rating agencies' credit assessments for the determination of risk weights under the standardised approach to credit risk

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COBS 18.5 Operators of collective investment schemes

As Published: 2007

COBS 18.5 Operators of collective investment schemes

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

SYSC 6.3 Financial crime

As Published: 2007

SYSC 6.3 Financial crime

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose