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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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PR App 1.1

As Published: 2005

PR App 1.1

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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MAR 5.3 Trading process requirements

SYSC 13.6 People

LR 5.2 Cancelling listing

DTR 4.1 Annual financial report

PRIN 1.1 Application and purpose

CASS 6.2 Holding of client assets

DTR 5.4 Aggregation of managed holdings

SUP 6.2 Introduction

REC 6.1 Introduction and legal background

SUP 4.2 Purpose

DISP 4.2 Standard terms

SUP 11.5 Form of notification by firms

REC 6A.2 Removal of passport rights from EEA market operator

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 5.1 Introduction and legal background

LR 13.8 Other circulars

PR App 1.1

REC 4.2C Control over a UK RIE

SUP 11.9 Changes in close links

SUP 13A.4 EEA firms establishing a branch in the United Kingdom