Search Result

141 - 160 of 860 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

COBS 18.3 Corporate finance business

As Published: 2007

COBS 18.3 Corporate finance business

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COBS 18.8 OPS firms - non scope business

As Published: 2007

COBS 18.8 OPS firms - non scope business

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2