Search Result

901 - 920 of 975 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

DISP 3.6 Determination by the Ombudsman

As Published: 2008

DISP 3.6 Determination by the Ombudsman

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

MCOB 6.7 Business loans

As Published: 2004

MCOB 6.7 Business loans

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

As Published: 2006

MCOB 12.5 Excessive charges: regulated mortgage contracts and home reversion plans

COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure

BIPRU 3.1 Application and purpose

As Published: 2006

BIPRU 3.1 Application and purpose

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)