Search Result

641 - 660 of 1004 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

PERG 13.6 The recast Capital Adequacy Directive

As Published: 2007

PERG 13.6 The recast Capital Adequacy Directive

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

COBS 17.1 Providing information to claimants and dealing with claims

As Published: 2007

COBS 17.1 Providing information to claimants and dealing with claims

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

DEPP 2.1 Statutory notices

As Published: 2007

DEPP 2.1 Statutory notices

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans