Search Result

621 - 640 of 889 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms