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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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Effective Period

Similar To

LR 17.1 Application

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 13A.2 EEA firms and Treaty firms

LR 5.4 Restoring listing

LR 13.2 Approval of circulars

FEES 5.3 The general levy

COBS 11.6 Use of dealing commission

LR 5.1 Suspending listing

LR 5.3 Requests to cancel or suspend

LR 9.8 Annual financial report

COBS 14.2 Providing product information to clients

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COBS 10.5 Assessing appropriateness: guidance

COBS 13.1 The obligation to prepare product information

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 15.2 The right to cancel

SYSC 13.2 Purpose

PERG 13.5A Child trust funds and MiFID

PERG 14.6 Carrying on a regulated activity in the United Kingdom