Search Result

581 - 600 of 797 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

As Published: 2006

MCOB 8.7 Initial disclosure information: unauthorised reversion provider

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation