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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

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BIPRU 9.3 Requirements for originators

As Published: 2007

BIPRU 9.3 Requirements for originators

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PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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MCOB 4.10 Home purchase plans

As Published: 2006

MCOB 4.10 Home purchase plans

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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DEPP 3.1 The Regulatory Decisions Committee

As Published: 2007

DEPP 3.1 The Regulatory Decisions Committee

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LR 19.1 Application

As Published: 2005

LR 19.1 Application

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LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

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