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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues