Search Result

441 - 460 of 961 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights