Search Result

401 - 420 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application