Search Result

381 - 400 of 812 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention