Search Result

381 - 400 of 951 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

SYSC 18.1 Application

As Published: 2006

SYSC 18.1 Application

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements