Search Result

381 - 400 of 967 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 5.2 The FSA's power

As Published: 2001

SUP 5.2 The FSA's power

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance