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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

LR 16.1 Application

As Published: 2005

LR 16.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations