Search Result

341 - 360 of 846 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

As Published: 2006

BIPRU 4.4 The IRB approach: Exposures to corporates, institutions and sovereigns

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups