Search Result

341 - 360 of 765 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

LR 17.1 Application

As Published: 2005

LR 17.1 Application

LR 12.1 Application

As Published: 2005

LR 12.1 Application

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

COBS 10.7 Record keeping and retention periods for appropriateness records

As Published: 2007

COBS 10.7 Record keeping and retention periods for appropriateness records

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 8.18 Financial promotions concerning the Lloyd’s market

As Published: 2007

PERG 8.18 Financial promotions concerning the Lloyd’s market

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability