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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items