Search Result

201 - 220 of 874 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

DTR 5.8 Procedures for the notification and disclosure of major holdings

As Published: 2007

DTR 5.8 Procedures for the notification and disclosure of major holdings

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business