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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

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BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

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BIPRU 14.3 Unsettled transactions

As Published: 2006

BIPRU 14.3 Unsettled transactions

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COBS 7.1 Application

As Published: 2007

COBS 7.1 Application

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CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

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COBS 4.8 Cold calls and other promotions that are not in writing

As Published: 2007

COBS 4.8 Cold calls and other promotions that are not in writing

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FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

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PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

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PERG 8.30 Medium used to give advice or information

As Published: 2005

PERG 8.30 Medium used to give advice or information

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